AFH Holding & Advisory identifies strong companies and then facilitates their growth potential by connecting the most qualified candidates with the best traditional and alternative financing options available. We advise our clients on capital raising, strategic planning, corporate governance, SEC regulations, investor relations, along with a number of other services all designed to insure a smooth transition to a public company and achieve your long-term goals.
AFH clients undergo rigorous qualification for our services. Our selection criteria includes: a proven business model with growth potential; consistent revenues; discernable competitive advantages; and strong potential return on capital investment.
AFH Holding & Advisory is committed to the success of our clients and our services are specifically tailored to fit the needs of each client. Whether and APO, IPO, or PIPE, our capital formation strategies will allow your business to grow, while our managerial advisory services are designed to help your business succeed.
Capital Formation
AFH Holding and Advisory analyzes each client to determine the optimal capital formation strategy. AFH maintains a carefully selected, screened network of NASD broker-dealers, investment bankers and service partners available to clients. Along with our institutional partners, AFH also invests our own firm's capital in clients.
Capital formation strategies include:
- Initial Public Offering(IPO)
- Alternative Public Offering (APO)
- Private Investment in Public Equity (PIPE)
- Mezzanine financing
- Bridge Loan Financing
Regulation & Compliance
Our advisors and our network of professionals provide the critical guidance on SEC regulations, accounting, legal and investor relations support services designed to provide a seamless transition to a public company. Among the services offered include:
- Corporate Governance
- Corporate Structure
- Interim CFO Support
- SEC Filings
- Investor Relations
Strategic Planning
AFH Holding and Advisory is committed to our client's success and further growth. We provide a number of services to help facilitate growth including:
- Mergers and Acquisitions
- Expansion Plans
- Joint Ventures
- Partnerships
- Business Consulting


